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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-09 |
Branch Locations
28202 Cabot Rd. Ste. 300, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Irvine | CA | 11/2022 | 11/2023 |
| Nationstar Mortgage | Santa Ana | CA | 08/2020 | 01/2023 |
| Anaheim Ducks Hockey Club | Anaheim | CA | 09/2007 | 07/2020 |
| The Prudential Insurance Company Of America | Irvine | CA | 05/2023 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2024 | Present |
| Unemployed | San Juan Capistrano | CA | 12/2023 | 05/2024 |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) SMARTPRO FINANCIAL, 28202 Cabot Road, Suite 300, Laguna Niguel CA 92677, United States, 04/2026, Investment Advisor Representative, DBA Name, INV REL, 192 HR/MO – 144 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-18 |
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