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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-03-07
OK RA APPROVED 2024-02-15
TX RA APPROVED 2023-05-03
NC RA APPROVED 2023-04-27
  • DC RA
    APPROVED
    Since 2024-03-07
  • OK RA
    APPROVED
    Since 2024-02-15
  • TX RA
    APPROVED
    Since 2023-05-03
  • NC RA
    APPROVED
    Since 2023-04-27

Branch Locations

3120 Highwoods Boulevard, Raleigh, NC 27604 • United States

Cary, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohana Homes Cary NC 03/2020 01/2023
Ge Healthcare Cary NC 10/2013 02/2020
Thrivent Investment Management Inc. Raleigh NC 01/2023 Present
Thrivent Financial Appleton WI 03/2023 08/2023
Thrivent Financial Appleton WI 08/2023 Present
  • 03/2020 → 01/2023
    Ohana Homes
    Cary, NC
  • 10/2013 → 02/2020
    Ge Healthcare
    Cary, NC
  • 01/2023 → Present
    Raleigh, NC
  • 03/2023 → 08/2023
    Thrivent Financial
    Appleton, WI
  • 08/2023 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

HDHT HOLDINGS LLC POSITION: Member Manager NATURE: Holding company that owns LLCs that own real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2022 ADDRESS: 30 N Gould Street Ste. R, Sheridan WY 82801, United States DESCRIPTION: Administrative duties of maintaining the LLC. Paying bills, receiving rent from tenants. OHBNB PROPERTIES LLC POSITION: Member NATURE: LLC that owns rental properties. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2022 ADDRESS: 4030 Wake Forest Road, Ste 349 NC 27609, United States DESCRIPTION: Typical responsibilities of a landlord. Receiving rent from tenants, paying bills, contacting tradespeople for maintenance and repairs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26
Other Names
  • Michael Paul Hock

View on SEC IAPD

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