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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret Grant & Co., Inc. | Niagara Falls | NY | 03/2023 | 07/2025 |
| Sag-Aftra | Los Angeles | CA | 03/2013 | Present |
| Lpl Financial Llc | Calabasas | CA | 07/2025 | Present |
1 - 07/2025 - Mass Mutual - Non-Variable Insurance - Inv Related - 8 Hours/Month - 4 Hours During Trading - Springfield, MA - OBA Start Date: 05/01/2025. 2 - 07/2025 - SAG-AFTRA - Artist/ Musician - Not Inv Related - 10 Hours/Month - 8 Hours During Trading - Los Angeles, CA - OBA Start Date: 01/01/2016. 3 - 07/2025 - Impact Financial Strategies - DBA for LPL Business (entity for LPL business) - Inv Related - 140 Hours/Month - 120 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-30 |
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