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Inactive

Daniel Kain

S.E.E.D. Planning Group, LLC

Binghamton, NY

Syracuse, NY

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Current Employers
S.E.E.D. Planning Group, Llc

31 Lewis Street Suite 401, Binghamton, NY 13901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-21
  • NY RA
    APPROVED
    Since 2022-01-21

Branch Locations

31 Lewis Street Suite 401, Binghamton, NY 13901 • United States

100 Elmwood Davis Rd 2Nd Floor, Syracuse, NY 13212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Troy NY 06/2006 12/2021
Seed Planning Group Binghamton NY 12/2021 Present
S.E.E.D. Planning Group, Llc Binghamton NY 12/2021 Present
  • 06/2006 → 12/2021
    Nationwide Investment Services Corporation
    Troy, NY
  • 12/2021 → Present
    Seed Planning Group
    Binghamton, NY
  • 12/2021 → Present
    S.E.E.D. Planning Group, Llc
    Binghamton, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-21
S63 Uniform Securities Agent State Law Examination 2007-09-21
  • S65 Uniform Investment Adviser Law Examination
    2022-01-21
  • S63 Uniform Securities Agent State Law Examination
    2007-09-21
Other Names
  • Daniel Patrick Kain

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BINGHAMTON, NY
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. · Binghamton, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMPTON, NY
MORGAN STANLEY · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMTON, NY

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