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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-06 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2010-01-01 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
Englewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 01/2010 | Present |
1) Hickory Investments LLC/ investment related?:yes / Middletown, Delaware, 190709/Partnership/Personal Holding Company/Managing Partner/ start date: 12/15/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-09 |
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