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Hernan P Korin

Stifel, Nicolaus & Company, Incorporated

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-10
  • NY RA
    APPROVED
    Since 2023-07-10

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 07/2014 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 07/2023
Stifel, Nicolaus & Company, Incorporated Miami FL 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-13
S63 Uniform Securities Agent State Law Examination 2009-03-12
  • S65 Uniform Investment Adviser Law Examination
    2010-05-13
  • S63 Uniform Securities Agent State Law Examination
    2009-03-12
Designations

View on SEC IAPD

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