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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-22 |
Branch Locations
1405 Hillsborough Street Suite 101, Raleigh, NC 27605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Durham | NC | 12/2022 | 10/2025 |
| Chihuahua Express Inc | Durham | NC | 06/2022 | 12/2022 |
| Custom Patch Hats | Raleigh | NC | 05/2021 | 10/2021 |
| Unemployed | Creedmoor | NC | 08/2020 | 04/2021 |
| Janik Pizza Corp | Raleigh | NC | 10/2019 | 08/2020 |
| Arya Inc | Raleigh | NC | 04/2021 | 04/2021 |
| Working America | Raleigh | NC | 06/2022 | 06/2022 |
| Chihuahua Express Inc | Durham | NC | 12/2021 | 06/2022 |
| Sassool | Raleigh | NC | 03/2019 | 08/2019 |
| Dempsey Hodges Construction Llc | Raleigh | NC | 10/2018 | 01/2019 |
| Grabbagreen | Raleigh | NC | 06/2018 | 09/2018 |
| Mcdonald's | Raleigh | NC | 11/2016 | 08/2017 |
| Jesse O. Sanderson High School | Raleigh | NC | 08/2014 | 06/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | 10/2025 |
| Lpl Enterprise | High Point | NC | 10/2025 | Present |
1) 10/09/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Start Date 10/08/2025 - Raleigh, NC - 160 hrs/mth | 160 hrs during trading. 2) 10/09/2025 - Dino Michael Henry N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Start Date 10/08/2025 - Raleigh, NC - 160 hrs/mth | 160 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-05 |
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