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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-01 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
828 Orleans Rd, Charleston, SC 29407 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charleston | SC | 12/2022 | Present |
| Wells Fargo Bank, Na | Charleston | SC | 12/2019 | Present |
| Zaxby's Franchising Llc | Charleston | SC | 05/2019 | 11/2019 |
| Starbucks | Charleston | SC | 12/2017 | 03/2019 |
| International Hotel Group | Charleston | SC | 06/2017 | 12/2017 |
| Unemployed | Charleston | SC | 07/2016 | 06/2017 |
| College Of Charleston | Charleston | SC | 07/2016 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-05 |
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