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Adam Milne Smith

Morgan Stanley

Salt Lake City, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-15
UT RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-05-15
  • UT RA
    APPROVED
    Since 2023-04-03

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Salt Lake City UT 01/2023 Present
Socialclimb Llc Lehi UT 05/2021 06/2022
Advancedmd South Jordan UT 07/2011 05/2021
Unemployed Na UT 07/2022 12/2022
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 01/2023 → Present
    Morgan Stanley
    Salt Lake City, UT
  • 05/2021 → 06/2022
    Socialclimb Llc
    Lehi, UT
  • 07/2011 → 05/2021
    Advancedmd
    South Jordan, UT
  • 07/2022 → 12/2022
    Unemployed
    Na, UT
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31
Other Names
  • Adam M Smith

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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