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611 Spruce Ct, Oswego, IL 60543 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust | Chicago | IL | 01/2008 | 03/2019 |
| Zurich North America | Schaumburg | IL | 08/2019 | 05/2022 |
| Atk Financial Prosperity | Oswego | IL | 05/2022 | Present |
| Northwestern University | Evanston | IL | 02/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-11 |
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