Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-06 |
| IL | RA | APPROVED | 2009-03-04 |
Branch Locations
5 E Washington St Ste 1B, Oswego, IL 60543-8622 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oswego | IL | 03/2009 | Present |
(1) 3/23/2009 - Behrens Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 12/1/2017 - Margaret Behrens Testamentary Trust FBO Ivy Behrens - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 11/13/2017 - 1 Hour Per Month During Securities Trading - Trustee of daughter. (3) 12/4/2017 - Margaret Behrens Testamentary Trust FBO Max A Behrens - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Start Date: 11/13/2017 - 1 Hour Per Month/1 Hour During Securities Trading - Trustee of son, Max, LPL Testamentary Trust Investment account.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-06 |
Reach out to this advisor