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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-29
  • IL RA
    APPROVED
    Since 2024-10-29

Branch Locations

Chicago, IL • United States

37F Stonehill Road, Oswego, IL 60543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 07/2014 11/2017
Securian Financial Services, Inc. St Paul MN 07/2014 11/2017
Gcg Financial, Inc Oakbrook IL 05/2015 10/2024
Triad Advisors, Inc. Norcross GA 11/2017 08/2024
Alera Investment Advisors, Llc Downers Grove IL 11/2017 10/2024
Osaic Wealth, Inc. Downers Grove IL 08/2024 10/2024
Cetera Wealth Services, Llc El Segundo CA 10/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
Guide Wealth Partners Oswego IL 10/2024 Present
  • 07/2014 → 11/2017
    Minnesota Life Ins Co
    St Paul, MN
  • 07/2014 → 11/2017
    Securian Financial Services, Inc.
    St Paul, MN
  • 05/2015 → 10/2024
    Gcg Financial, Inc
    Oakbrook, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2017 → 10/2024
    Downers Grove, IL
  • 08/2024 → 10/2024
    Osaic Wealth, Inc.
    Downers Grove, IL
  • 10/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2024 → Present
    Schaumburg, IL
  • 10/2024 → Present
    Guide Wealth Partners
    Oswego, IL
Previous Registrations
  • 2017-11-04 → 2024-10-07
    Downers Grove, IL
    Deerfield, IL
  • 2014-09-19 → 2017-11-02
    Securian Financial Services, Inc.
    Deerfield, IL
    Downers Grove, IL
Other Businesses

1. NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SERVE NEW AND EXISTING CLIENTS ON THEIR INVESTMENT, INSURANCE, AND PLANNING NEEDS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-03
  • S66 Uniform Combined State Law Examination
    2014-09-03

View on SEC IAPD

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