Jeffrey Allen Prentice

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1992 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 03/1993 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 03/1994 → Present
  Prentice Financial Services, Inc
  Oswego, IL
• 10/1992 → 11/2017
  Gcg Financial Inc
  Bannockburn, IL
• 11/2017 → 03/2023
  Financial Design Group
  Oswego, IL
• 03/2023 → Present
  Securian Advisors Mid America
  Tulsa, OK
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Oswego, IL
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2006 → Present
  Ebsp Llc
  Oswego, IL

Previous Registrations

• 1996-01-09 → 2023-08-10
  Securian Financial Services, Inc.
  Oswego, IL
  Oswego, IL
  St. Paul, MN
  Toledo, OH
  Cedar Rapids, IA
  St. Paul, MN

Other Businesses

1. PRENTICE FINANCIAL SERVICES POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/01/2017 ADDRESS: , Oswego IL , United States DESCRIPTION: Owner 2. SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/16/2023 ADDRESS: 1327 Boyson Road, Hiawatha IA 52233, United States DESCRIPTION: Fixed insurance sales through general brokerage agency; 3. NAME OF OTHER BUSINESS: EBSP LLC, INVESTMENT RELATED: NO, ADDRESS: 74 STONEHILL RD, OSWEGO, IL, 60543, NATURE OF BUSINESS: REAL ESTATE, START DATE: 03/2006, POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC THAT OWNS A VACANT PIECE OF PROPERTY; 4. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 7/1988 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH CETERA APPROVED VENDORS; 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/1988; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-20
• S63 Uniform Securities Agent State Law Examination
  1993-04-07

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jeff A Prentice