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Current Employers
Broad Reach Capital Llc

1101 Haynes St Suite 213, Raleigh, NC 27604 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-01-10
  • GA RA
    APPROVED
    Since 2023-01-10

Branch Locations

1101 Haynes St Suite 213, Raleigh, NC 27604 • United States

253 Whigham Dairy Rd, Bainbridge, GA 39817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broad Reach Capital Bainbridge GA 12/2022 Present
Tim Smith & Associates Insurance, Inc. Bainbridge GA 10/2020 Present
Wilmer And Lee P.A. Arab AL 02/2020 09/2021
Shelby County District Attorney's Office Columbiana AL 02/2019 05/2019
Equal Employment Opportunity Commission Birmingham AL 09/2017 12/2017
Court Of Appeals Of Georgia Atlanta GA 05/2018 08/2018
Law Office Of Arthur Chip Bell Tallahassee FL 12/2015 08/2017
Cumberland School Of Law Of Samford University Homewood AL 08/2016 05/2019
Unemployed Bainbridge GA 05/2019 02/2020
Benefit Funding Services Llc Irvine CA 06/2026 Present
  • 12/2022 → Present
    Broad Reach Capital
    Bainbridge, GA
  • 10/2020 → Present
    Tim Smith & Associates Insurance, Inc.
    Bainbridge, GA
  • 02/2020 → 09/2021
    Wilmer And Lee P.A.
    Arab, AL
  • 02/2019 → 05/2019
    Shelby County District Attorney's Office
    Columbiana, AL
  • 09/2017 → 12/2017
    Equal Employment Opportunity Commission
    Birmingham, AL
  • 05/2018 → 08/2018
    Court Of Appeals Of Georgia
    Atlanta, GA
  • 12/2015 → 08/2017
    Law Office Of Arthur Chip Bell
    Tallahassee, FL
  • 08/2016 → 05/2019
    Cumberland School Of Law Of Samford University
    Homewood, AL
  • 05/2019 → 02/2020
    Unemployed
    Bainbridge, GA
  • 06/2026 → Present
    Benefit Funding Services Llc
    Irvine, CA
Other Businesses

(1) SP RE, Inc. Reinsurance Captive Insurance Company; not investment related; 6752 Rock Springs Rd, Suite 310 Wilmington, NC 28405; Commercial Trucking Ins.; Director; Start Date: July 1, 2021; I devote 3 hours per month to this business/0 hours during securities trading; my duties are to provide Director services. (2) TY Smith L&H Agency, LLC; investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39817; Life & Health Insurance Agency; Sole Owner; Start date: 01/19/2021; I devote 174 hours per month to this business/120 hours during securities trading hours; my duties are insurance sales. (3) TY Smith Properties, LLC; non investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39819, Real Estate; Sole Owner, Start date: 8/17/2022; I devote 1 hour per month to this business/0 during securities trading hours; I am the owner of this business. (4) T&B Farming Group II, LLC; non investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39817; farming/agriculture; sole owner; start date: 3/15/2015; I devote 42 hours per month to this business/10 hours during securities trading hours; management responsibilities. (5) Tim Smith & Associates Insurance, Inc., investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39817, insurance sales, insurance agent, CFO; start date: 10/01/2020; I devote 174 hours per month to this business/120 hours during securities trading hours; insurance sales and administration.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-22
  • S65 Uniform Investment Adviser Law Examination
    2022-09-22
Other Names
  • Timothy Lee Smith

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