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Elizabeth Ashley Chesser

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakwood, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
GA RA APPROVED 2023-07-17
  • TX RA
    APPROVED
    Since 2023-08-15
  • GA RA
    APPROVED
    Since 2023-07-17

Branch Locations

3637 Mundy Mill Rd, Oakwood, GA 30566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lawrenceville GA 01/2021 Present
Tin Lizzys Buford GA 05/2018 01/2021
Hooters Buford GA 12/2015 06/2020
University Of North Georgia Oakwood GA 08/2014 12/2020
Bank Of America, N.A. Lawrenceville GA 12/2022 Present
  • 01/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lawrenceville, GA
  • 05/2018 → 01/2021
    Tin Lizzys
    Buford, GA
  • 12/2015 → 06/2020
    Hooters
    Buford, GA
  • 08/2014 → 12/2020
    University Of North Georgia
    Oakwood, GA
  • 12/2022 → Present
    Bank Of America, N.A.
    Lawrenceville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-12
  • S66 Uniform Combined State Law Examination
    2023-07-12
Other Names
  • Elizabeth Ashley Upshaw
  • Ashley Chesser

View on SEC IAPD

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STEVEN CAIN SMITH
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Jeffrey Alan Sulka
Marilou Ripley Frizzell
CHRISTOPHER M. LEMING

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · OAKWOOD, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Oakweed, GA
COMMONWEALTH FINANCIAL NETWORK · OAKWOOD, GA
TRUIST ADVISORY SERVICES, INC. · FLOWERY BRANCH, GA
EDWARD JONES · Flowery Branch, GA
EDWARD JONES · GAINESVILLE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Flowery Branch, GA
CETERA INVESTMENT ADVISERS LLC · GAINESVILLE, GA

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