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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-07-15
FL RA APPROVED 2013-08-06
TX RA APPROVED 2013-08-05
  • GA RA
    APPROVED
    Since 2016-07-15
  • FL RA
    APPROVED
    Since 2013-08-06
  • TX RA
    APPROVED
    Since 2013-08-05

Branch Locations

3637 Mundy Mill Rd, Oakweed, GA 30566 • United States

7680 Girard Ave Global Human Resources- The Academy, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2013 Present
Bank Of America, N.A. Jacksonville FL 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-03
  • S66 Uniform Combined State Law Examination
    2013-08-03

View on SEC IAPD

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