Best Investors Account Sign in

Frances Snowden Hamrick

Wells Fargo Clearing Services, LLC

Oakwood, GA

Duluth, GA

CRD 4555155

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-08-14
  • GA RA
    APPROVED
    Since 2015-08-14

Branch Locations

3867 Mundy Mill Rd, Oakwood, GA 30566 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Decatur GA 08/2004 Present
Wells Fargo Advisors Llc Gainesville GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Gainesville GA 11/2016 Present
  • 08/2004 → Present
    Wachovia Bank, N.A.
    Decatur, GA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Gainesville, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Gainesville, GA
Other Businesses

SNOWDEN PLACE, LLC; INV RELATED; GAINESVILLE, GA; 100% OWNERSHIP; START: 11/08/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; HOLDING FAMILY HOME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-05
S63 Uniform Securities Agent State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2015-08-05
  • S63 Uniform Securities Agent State Law Examination
    2005-10-14
Other Names
  • Billie Frances Snowden
  • Frances Snowden Bryan
  • Frances Snowden Bargeron

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
TRUIST ADVISORY SERVICES, INC.

Nearby Investors

MATTHEW JOHN ENGLISH
Elizabeth Ashley Chesser
CURTIS STACY COLLINS

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Oakweed, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKWOOD, GA
COMMONWEALTH FINANCIAL NETWORK · OAKWOOD, GA

More in Oakwood, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor