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Cassandra Ellenor Walsh

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-22
  • CA RA
    APPROVED
    Since 2024-01-22

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 12/2022 Present
Robert Half San Diego CA 07/2022 12/2022
Self Employed San Diego CA 02/2021 07/2022
Chili's Grill & Bar San Diego CA 02/2020 11/2020
Bianchini's Sandwich And Salad Market Petaluma CA 08/2017 08/2018
San Diego State University San Diego CA 08/2018 05/2022
Casa Grande High School Petaluma CA 08/2014 06/2018
  • 12/2022 → Present
    Ubs Financial Services Inc.
    San Diego, CA
  • 07/2022 → 12/2022
    Robert Half
    San Diego, CA
  • 02/2021 → 07/2022
    Self Employed
    San Diego, CA
  • 02/2020 → 11/2020
    Chili's Grill & Bar
    San Diego, CA
  • 08/2017 → 08/2018
    Bianchini's Sandwich And Salad Market
    Petaluma, CA
  • 08/2018 → 05/2022
    San Diego State University
    San Diego, CA
  • 08/2014 → 06/2018
    Casa Grande High School
    Petaluma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-20
  • S66 Uniform Combined State Law Examination
    2024-01-20
Other Names
  • Cassie Walsh

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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