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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-07
LA RA APPROVED 2015-12-03
  • TX RA
    APPROVED_RES
    Since 2015-12-07
  • LA RA
    APPROVED
    Since 2015-12-03

Branch Locations

970 S Acadia Rd Suite C, Thibodaux, LA 70301 • United States

4626 Sherwood Common Blvd. Suite 204, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Baton Rouge LA 12/2015 Present
Previous Registrations
  • 2015-01-28 → 2015-12-04
    Capital One Advisors, Llc
    Seattle, WA
  • 2011-11-16 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. 12/2/2015 - Business First Wealth Solutions Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/1/15 - Time Spent 100%. 2. 4/8/2020 - LGR Wealth Solutions LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) DBA for LPL Business (entity for LPL business) - Started 02/20/2020 - 160 Hours Per Month/80 Hours During Securities Trading. 3. 4/8/2020 - LGR HOLDINGS LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/2018 - 20 Hours Per Month/8 Hours During Securities Trading. 4. 1/7/2022 - LGR Properties - Investment Related - 4626 Sherwood Common Blvd Ste #204 Baton Rouge, LA 70816 - Real Estate Rental - Start Date 3/19/2021 - 2 Hours Per Month/2 Hours During Securities Trading - Office building LGR wealth solutions rents for business office. 5. 06/14/2022 - RR GILL Consulting LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/01/2022 - 30 Hours Per Month/ 30 Hours During Securities Trading. 6. 12/23/2024- LGR wealth solutions llc-DBA for LPL Business (entity for LPL business)- Not INV Related- At Thibodaux, la - Start date 02/20/2020- 160 Hours Per Month- 80 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2011-11-14

View on SEC IAPD

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