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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-23 |
| NY | RA | APPROVED | 2025-07-23 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2022 | 07/2025 |
| Standard Industries | New York | NY | 01/2022 | 09/2022 |
| Usa Triathlon | Colorado Springs | CO | 02/2021 | 12/2021 |
| Wagner College | Staten Island | NY | 09/2020 | 05/2021 |
| Wagner College | Staten Island | NY | 09/2017 | 05/2021 |
| New Canaan High School | New Canaan | CT | 09/2014 | 06/2017 |
| Saxe Middle School | New Canaan | CT | 09/2011 | 06/2017 |
| Fox Corporation | New York | NY | 02/2020 | 04/2020 |
| The Tokeneke Club | Darien | CT | 07/2020 | 12/2020 |
| Sports Recruits Llc | Brooklyn | NY | 05/2019 | 09/2019 |
| Stevens Institute Of Technology | Hoboken | NJ | 08/2021 | 12/2022 |
| Ubs Financial Services Inc | New York | NY | 07/2025 | Present |
Project Sculpt,Coach fitness classes,New JerseyUnited States,Coach group fitness classes,Start date -8/16/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
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