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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-23
NY RA APPROVED 2025-07-23
  • NJ RA
    APPROVED
    Since 2025-07-23
  • NY RA
    APPROVED
    Since 2025-07-23

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2022 07/2025
Standard Industries New York NY 01/2022 09/2022
Usa Triathlon Colorado Springs CO 02/2021 12/2021
Wagner College Staten Island NY 09/2020 05/2021
Wagner College Staten Island NY 09/2017 05/2021
New Canaan High School New Canaan CT 09/2014 06/2017
Saxe Middle School New Canaan CT 09/2011 06/2017
Fox Corporation New York NY 02/2020 04/2020
The Tokeneke Club Darien CT 07/2020 12/2020
Sports Recruits Llc Brooklyn NY 05/2019 09/2019
Stevens Institute Of Technology Hoboken NJ 08/2021 12/2022
Ubs Financial Services Inc New York NY 07/2025 Present
  • 10/2022 → 07/2025
    New York, NY
  • 01/2022 → 09/2022
    Standard Industries
    New York, NY
  • 02/2021 → 12/2021
    Usa Triathlon
    Colorado Springs, CO
  • 09/2020 → 05/2021
    Wagner College
    Staten Island, NY
  • 09/2017 → 05/2021
    Wagner College
    Staten Island, NY
  • 09/2014 → 06/2017
    New Canaan High School
    New Canaan, CT
  • 09/2011 → 06/2017
    Saxe Middle School
    New Canaan, CT
  • 02/2020 → 04/2020
    Fox Corporation
    New York, NY
  • 07/2020 → 12/2020
    The Tokeneke Club
    Darien, CT
  • 05/2019 → 09/2019
    Sports Recruits Llc
    Brooklyn, NY
  • 08/2021 → 12/2022
    Stevens Institute Of Technology
    Hoboken, NJ
  • 07/2025 → Present
    New York, NY
Previous Registrations
Other Businesses

Project Sculpt,Coach fitness classes,New JerseyUnited States,Coach group fitness classes,Start date -8/16/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
  • S66 Uniform Combined State Law Examination
    2024-08-23
Other Names
  • Madison L Starr
  • Madison Leigh Starr

View on SEC IAPD

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