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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | NC | 11/2022 | 01/2026 |
| Unemployed | Durham | NC | 08/2022 | 11/2022 |
| Dick's Sporting Goods | Durham | NC | 03/2022 | 08/2022 |
| Unemployed | Woodbridge | VA | 05/2021 | 03/2022 |
| M&T Bank | Annapolis | MD | 07/2019 | 05/2021 |
| Unemployed | Sevena Park | MD | 03/2019 | 07/2019 |
| Sandy Spring Bank | Annapolis | MD | 08/2017 | 03/2019 |
| Pnc Bank | Columbia | MD | 12/2010 | 08/2017 |
| Bank Of America, N.A. | Clayton | NC | 02/2023 | 01/2026 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2026 | Present |
| Cetera Investment Advisers Llc | Charleston | SC | 02/2026 | Present |
| First National Bank Of Pa | Charleston | SC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-07 |
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