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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-17
  • SC RA
    APPROVED
    Since 2026-02-17

Branch Locations

151 Meeting Street, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton NC 11/2022 01/2026
Unemployed Durham NC 08/2022 11/2022
Dick's Sporting Goods Durham NC 03/2022 08/2022
Unemployed Woodbridge VA 05/2021 03/2022
M&T Bank Annapolis MD 07/2019 05/2021
Unemployed Sevena Park MD 03/2019 07/2019
Sandy Spring Bank Annapolis MD 08/2017 03/2019
Pnc Bank Columbia MD 12/2010 08/2017
Bank Of America, N.A. Clayton NC 02/2023 01/2026
Cetera Investment Services Llc St Cloud MN 02/2026 Present
Cetera Investment Advisers Llc Charleston SC 02/2026 Present
First National Bank Of Pa Charleston SC 02/2026 Present
  • 11/2022 → 01/2026
    Clayton, NC
  • 08/2022 → 11/2022
    Unemployed
    Durham, NC
  • 03/2022 → 08/2022
    Dick's Sporting Goods
    Durham, NC
  • 05/2021 → 03/2022
    Unemployed
    Woodbridge, VA
  • 07/2019 → 05/2021
    M&T Bank
    Annapolis, MD
  • 03/2019 → 07/2019
    Unemployed
    Sevena Park, MD
  • 08/2017 → 03/2019
    Sandy Spring Bank
    Annapolis, MD
  • 12/2010 → 08/2017
    Pnc Bank
    Columbia, MD
  • 02/2023 → 01/2026
    Bank Of America, N.A.
    Clayton, NC
  • 02/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2026 → Present
    Charleston, SC
  • 02/2026 → Present
    First National Bank Of Pa
    Charleston, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-07
  • S66 Uniform Combined State Law Examination
    2023-03-07
Other Names
  • Matthew P Brown

View on SEC IAPD

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