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Sofia Emma Portante

Ameriprise Financial Services, LLC

Newark, DE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-19
  • DE RA
    APPROVED
    Since 2024-11-19

Branch Locations

200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wilmington DE 09/2023 Present
Bryn Mawr Trust Greenville DE 06/2023 08/2023
Janney Montgomery Scott Greenville DE 10/2022 03/2023
Lakeland High School Shrub Oak NY 09/2016 05/2020
University Of Delaware Newark DE 08/2020 05/2024
Lakeland Copper Beech Middle School Yorktown Heights NY 09/2013 09/2016
  • 09/2023 → Present
    Ameriprise Financial Services, Llc
    Wilmington, DE
  • 06/2023 → 08/2023
    Bryn Mawr Trust
    Greenville, DE
  • 10/2022 → 03/2023
    Janney Montgomery Scott
    Greenville, DE
  • 09/2016 → 05/2020
    Lakeland High School
    Shrub Oak, NY
  • 08/2020 → 05/2024
    University Of Delaware
    Newark, DE
  • 09/2013 → 09/2016
    Lakeland Copper Beech Middle School
    Yorktown Heights, NY
Other Businesses

Outside Employment; Point to Point Wealth Planning; Associate Financial Advisor; Manage advisory business; 200 Continental Dr, Suite 200, Newark, DE, 19713; Investment-Related; 06/24/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-15
  • S66 Uniform Combined State Law Examination
    2024-11-15
Other Names
  • Sofia Portante

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

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