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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
CA RA APPROVED 2023-03-31
  • TX RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2023-03-31

Branch Locations

3255 W March Ln, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stockton CA 11/2022 Present
Migliore Motorwerks Lathrop CA 01/2021 08/2021
Amazon, Inc. Stockton CA 07/2020 08/2020
Davmar Inc. Davis CA 02/2019 10/2022
Taormino And Associates Davis CA 12/2015 06/2018
Dixon High School Dixon CA 08/2014 06/2018
Saint Mary's College Of California Moraga CA 08/2018 05/2022
Unemployed Stockton CA 05/2022 10/2022
  • 11/2022 → Present
    Stockton, CA
  • 01/2021 → 08/2021
    Migliore Motorwerks
    Lathrop, CA
  • 07/2020 → 08/2020
    Amazon, Inc.
    Stockton, CA
  • 02/2019 → 10/2022
    Davmar Inc.
    Davis, CA
  • 12/2015 → 06/2018
    Taormino And Associates
    Davis, CA
  • 08/2014 → 06/2018
    Dixon High School
    Dixon, CA
  • 08/2018 → 05/2022
    Saint Mary's College Of California
    Moraga, CA
  • 05/2022 → 10/2022
    Unemployed
    Stockton, CA
Other Businesses

I*1157260, Entity Type: , Name of OBA: Porsche Club of America - Yosemite Region, Address: Oakdale, California, 95361, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 28-Jan-2023, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Run the public website and write the quarterly newsletter detailing social events for the club. I have no access to finances or trading privileges. The club is also a non-profit group that is just for enthusiasts (that's why I selected a "non-profit financial institution" because it was the only non-profit).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-30
  • S66 Uniform Combined State Law Examination
    2023-03-30

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