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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2022-11-07 |
| CA | RA | APPROVED | 2022-10-31 |
Branch Locations
1163 S. Beretania Street, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Santa Rosa | CA | 07/2012 | 10/2022 |
| Alpha Wealth Management And Planning Llc | Novato | CA | 07/2012 | 10/2022 |
| Royal Alliance Associates, Inc. | Honolulu | HI | 10/2022 | 08/2023 |
| Osaic Wealth, Inc | Honolulu | HI | 08/2023 | Present |
1. DWAYNE ARAKAKI INDEPENDENT INSURANCE POSITION: Independent Agent NATURE: Insurance sales as an independent agent, Sole Proprietor. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 1163 S Beretania Street, Honolulu HI 96814, United States DESCRIPTION: Sales/Service of Fixed Insurance and Fixed Annuities. 2. DA 401(K) FINANCIAL LLC POSITION: Owner NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2024 ADDRESS: 1163 South Beretania Street, Honolulu HI 96814, United States DESCRIPTION: Financial Advisor for Individuals and Entities, may include sales of Insurance and Investment products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-25 |
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