Dwayne Masaaki Arakaki

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 10/2022
  Lpl Financial, Llc
  Santa Rosa, CA
• 07/2012 → 10/2022
  Alpha Wealth Management And Planning Llc
  Novato, CA
• 10/2022 → 08/2023
  Royal Alliance Associates, Inc.
  Honolulu, HI
• 08/2023 → Present
  Osaic Wealth, Inc
  Honolulu, HI

Previous Registrations

• 2012-07-31 → 2022-11-03
  Alpha Wealth Management And Planning Llc
  Novato, CA
• 2012-06-13 → 2012-07-26
  Ameriprise Financial Services, Llc
  Santa Rosa, CA

Other Businesses

1. DWAYNE ARAKAKI INDEPENDENT INSURANCE POSITION: Independent Agent NATURE: Insurance sales as an independent agent, Sole Proprietor. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 1163 S Beretania Street, Honolulu HI 96814, United States DESCRIPTION: Sales/Service of Fixed Insurance and Fixed Annuities. 2. DA 401(K) FINANCIAL LLC POSITION: Owner NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2024 ADDRESS: 1163 South Beretania Street, Honolulu HI 96814, United States DESCRIPTION: Financial Advisor for Individuals and Entities, may include sales of Insurance and Investment products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-06-12
• S63 Uniform Securities Agent State Law Examination
  2006-08-25