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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-06
RI RA APPROVED 2023-03-01
  • TX RA
    APPROVED
    Since 2023-03-06
  • RI RA
    APPROVED
    Since 2023-03-01

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3400 Pawtucket Ave, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 11/2022 Present
Allstate Insurance Comapny Northbrook IL 06/2021 10/2022
The Ups Store #2540 Weston FL 11/2017 06/2021
Original Penguin Store Sunrise FL 07/2017 11/2017
Falcon Cove Middle School/Cypress Bay High School Weston FL 09/2007 06/2017
University Of Florida Gainesville FL 01/2018 06/2021
Bank Of America N.A. Lincoln RI 01/2023 Present
  • 11/2022 → Present
    Lincoln, RI
  • 06/2021 → 10/2022
    Allstate Insurance Comapny
    Northbrook, IL
  • 11/2017 → 06/2021
    The Ups Store #2540
    Weston, FL
  • 07/2017 → 11/2017
    Original Penguin Store
    Sunrise, FL
  • 09/2007 → 06/2017
    Falcon Cove Middle School/Cypress Bay High School
    Weston, FL
  • 01/2018 → 06/2021
    University Of Florida
    Gainesville, FL
  • 01/2023 → Present
    Bank Of America N.A.
    Lincoln, RI
Other Businesses

Protean Conglomerate LLC, Owner/President, located at 108 Ives St 2R Providence RI 02906, business is not investment related and is focused on business acquisition of long standing cashflow positive businesses whether brick and mortar or ecommerce related. originally formed 07/2022, due to paperwork issues no actual business activity is taking place with a trival 0 hours of time dedicated to the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-27
  • S66 Uniform Combined State Law Examination
    2023-02-27
Other Names
  • Jaime Gamboa
  • Daniel J Gamboa

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