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Johanna Knoll Guzman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Amarillo, TX

Amarillo, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

3440 Bell St., Amarillo, TX 79109 • United States

3509 East Interstate 40, Amarillo, TX 79104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Amarillo TX 08/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31
Other Names
  • Johanna Guzman
  • Johanna Micheal Knoll
  • Johanna M Knoll
  • Johanna Knoll

View on SEC IAPD

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OSAIC WEALTH, INC. · AMARILLO, TX
DOMINION PORTFOLIO MANAGEMENT, INC. · AMARILLO, TX
BLUE HORIZON INVESTMENTS LLC · AMARILLO, TX
SPRING CAPITAL MANAGEMENT · AMARILLO, TX
APPLIED INVESTMENT STRATEGIES, LLC · AMARILLO, TX
ADAMS WEALTH MANAGEMENT · AMARILLO, TX
ASK CAPITAL INVESTMENT MANAGERS · AMARILLO, TX
KITSMAN INVESTMENT MANAGEMENT · AMARILLO, TX

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