Best Investors Account Sign in

Yuliang Cao

Eagle Strategies LLC

Pasadena, CA

Claim This Profile
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-25
  • CA RA
    APPROVED
    Since 2024-06-25

Branch Locations

55 S Lake Ave 200 Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Pasadena CA 08/2023 Present
New York Life Insurance Co. Pasadena CA 11/2022 Present
Cal State University Fullerton Fullerton CA 02/2020 11/2022
Oster International Trading Irvine CA 05/2018 11/2018
Wanm Inc. Irvine CA 01/2018 01/2020
Orange Coast College Costa Mesa CA 08/2014 08/2018
Eagle Strategies Llc Pasadena CA 06/2024 Present
  • 08/2023 → Present
    Nylife Securities Llc
    Pasadena, CA
  • 11/2022 → Present
    New York Life Insurance Co.
    Pasadena, CA
  • 02/2020 → 11/2022
    Cal State University Fullerton
    Fullerton, CA
  • 05/2018 → 11/2018
    Oster International Trading
    Irvine, CA
  • 01/2018 → 01/2020
    Wanm Inc.
    Irvine, CA
  • 08/2014 → 08/2018
    Orange Coast College
    Costa Mesa, CA
  • 06/2024 → Present
    Eagle Strategies Llc
    Pasadena, CA
Other Businesses

[Wanm Inc.; Dormant;, 1366 Synergy, Irvine, CA 92614;, owner; start 12/2018; 0 hours per month; non-investment related]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-20
S63 Uniform Securities Agent State Law Examination 2023-12-31
  • S65 Uniform Investment Adviser Law Examination
    2024-06-20
  • S63 Uniform Securities Agent State Law Examination
    2023-12-31

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor