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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-07
NE RA APPROVED 2023-03-27
  • TX RA
    APPROVED_RES
    Since 2025-06-07
  • NE RA
    APPROVED
    Since 2023-03-27

Branch Locations

314 Box Butte Avenue, Alliance, NE 69301 • United States

355 Main Street, Chadron, NE 69337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandhills State Bank Alliance NE 05/2016 09/2022
Independent Plan Investments Alliance NE 11/2022 Present
Lpl Financial Llc Alliance NE 11/2022 Present
  • 05/2016 → 09/2022
    Sandhills State Bank
    Alliance, NE
  • 11/2022 → Present
    Independent Plan Investments
    Alliance, NE
  • 11/2022 → Present
    Alliance, NE
Other Businesses

1) 01/13/2023 - Churchill Livestock, LLC - Business Entity For Tax/Investment Purposes Only - sale of cattle - Alliance, NE 69301 - Non Investment related - Start date: 10/01/2012 - 3 Hrs/Mth - 0 Hrs During Trading. 2) 01/13/2023 - Churchill Capital Inc. DbA - Braska Beef - Business Entity For Tax/Investment Purposes Only - Retail sale of meat - Alliance, NE 69301 - Non Investment related - Start date: 06/01/2022 - 10 Hrs/Mth - 0 Hrs During Trading.. 3) 01/13/2023 - Real Estate Rental - owner - 667 9th Street, Alliance, NE 69301 - Investment related - Start date: 06/01/2020 - 1 Hrs/Mth - 0 Hrs During Trading 4) 03/07/2024 - Moseley McGill Life Brokerage - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 02/20/2024 - 1 Hr/Mo; 0 Hr During Trading. 5) 12/03/2024 - Independent Plan Financial, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/08/2024 - 40 Hours per Month/ During Trading 6) 12/03/2024 - Independent Plan Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 40 Hours per Month/ During Trading 7) 07/10/2025 - Americo National Life Insurance - Inv Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/15/2025 - 1 Hrs/Mth - 1 Hrs During Trading. 8) 07/23/2025 - Independent Plan Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:12/10/2024 - 50 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-20
  • S66 Uniform Combined State Law Examination
    2023-03-20

View on SEC IAPD

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