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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2003 | Present |
| Jag Professional Services, Inc. | Alliance | NE | 07/2003 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2004 | Present |
1) JAG PROFESSIONAL SERVICES, INC., NOT INV REL, ACCTG PRACTICE, PRESIDENT/OWNER, ACCOUNTANT, ENROLLED AGENT, SINCE 07/2003, 40-50H/WEEK; 2) SELLING HEALTH INSURANCE, NOT INV REL, THROUGH AMERICAN MEDICAL SECURITY, UNITED HEALTHCARE AND GOLDEN RULE, AGENT, SINCE 08/2005, 1-2H/WK 3)NAME OF OTHER BUSINESS: AFLAC INSURANCE ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SUPPLEMENTAL INSURANCE ; START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: ASSOCIATE SALES ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: SALES OF SUPPLEMENTAL INSURANCE PLANS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-11 |
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