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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-11 |
| NE | RA | APPROVED | 2001-09-27 |
Branch Locations
314 Box Butte Avenue, Alliance, NE 69301 • United States
355 Main Street, Chadron, NE 69337 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Alliance | NE | 08/2000 | Present |
1. 08/03/2012 - Farm - Own and Operate - Not Investment Related - Time Spent 5% 2. 11/12/2012: DBA ONLY - CDS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) 3. 11/20/2019: OTHER-FARMING - Not Investment Related - Alliance, NE - start date:12/28/2012 - 8 hrs/mo - 0 hrs during trading 4. 9/20/2021 - Independent Plan Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 180 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-19 |
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