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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-23 |
| NE | RA | APPROVED | 2017-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Alliance | NE | 08/2015 | Present |
| First National Bank Omaha | Alliance | NE | 08/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Alliance | NE | 08/2017 | Present |
| Boone Manion (Husband) - Sole Proprietor | Alliance | NE | 10/2017 | Present |
| First Investments And Planning | Alliance | NE | 01/2019 | Present |
(1)Name of Business: Boone Manion (Husband) - Sole Proprietor Address: 590 CR 59, Alliance, NE, 69301, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 10/06/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Spouse of sole proprietor (2)Name of Business: First Investments and Planning Address: 124 W 3rd St, Alliance, NE, 69301, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisor in a bank branch (3)Name of Business: First National Bank Omaha Address: 124 W 3rd St, Alliance, NE, 69301, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/03/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trust Services Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-31 |
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