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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-11-06 |
| TX | RA | APPROVED | 2024-11-05 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Albuquerque | NM | 11/2022 | 04/2024 |
| Jpmorgan Chase Bank, N.A. | Albuquerque | NM | 11/2022 | 04/2024 |
| First Southwest Bank | Pagosa Springs | CO | 03/2021 | 11/2022 |
| Bbva Usa | Bernalillo | NM | 11/2018 | 03/2021 |
| Bed Bath And Beyond | Rio Rancho | NM | 07/2018 | 12/2018 |
| The Neighborhood | Rio Rancho | NM | 05/2018 | 07/2018 |
| Us Air Force | San Antonio | TX | 03/2018 | 04/2018 |
| Fairwinds | Rio Rancho | NM | 06/2017 | 07/2017 |
| Pho Bar | Rio Rancho | NM | 02/2017 | 06/2017 |
| Convergys | Rio Rancho | NM | 12/2016 | 03/2017 |
| Walmart | Rio Rancho | NM | 07/2016 | 10/2016 |
| Unemployed | Rio Rancho | NM | 07/2017 | 03/2018 |
| Unemployed | Rio Rancho | NM | 10/2016 | 12/2016 |
| Unemployed | Rio Rancho | NM | 04/2018 | 05/2018 |
| Morgan Stanley | Albuquerque | NM | 04/2024 | Present |
*596449 - DoorDash; Investment related: No; SAN FRANCISCO, California; Restaurant/Bar/Nightclub; Employee(proprietor, partner, officer, director, employee, trustee, agent); 6/2024; During business hours: 0; After business hours: 20; Labor/Service *596450 - Uber Eats; Investment Related - No; San Francisco, California; Restaurant/Bar/Nightclub; Employee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2024; During Business Hours: 0; After Business Hours: 40; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-27 |
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