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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-02 |
Branch Locations
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services Llc | New York | NY | 11/2014 | 10/2020 |
| Legg Mason & Co | New York | NY | 11/2014 | 10/2020 |
| Neuberger Berman | New York | NY | 11/2020 | 09/2021 |
| Citigroup | New York | NY | 04/2022 | Present |
| Self Employed | East New Market | MD | 09/2021 | 04/2022 |
//6011 East New Market MD,Maryland,Dorchester County; Investment Related: N; Started: 2022-02-01; Title: Co-owner; Duties: We setup an LLC to manage renting out our vacation home for short term rental stays. Co-owner/ spouse is the active partner. ; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 6-10//
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-13 |
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