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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 11/2022 08/2023
Minnesota Life Insurance Company St. Paul MN 11/2022 08/2023
Diamond State Financial Group Newark DE 11/2022 Present
Rutgers University New Brunswick NJ 07/2015 02/2023
Fresh 2 U Wilmington DE 09/2018 Present
4 U Health And Wellness, Llc Wilmington DE 03/2020 Present
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 11/2022 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 11/2022 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 11/2022 → Present
    Diamond State Financial Group
    Newark, DE
  • 07/2015 → 02/2023
    Rutgers University
    New Brunswick, NJ
  • 09/2018 → Present
    Fresh 2 U
    Wilmington, DE
  • 03/2020 → Present
    4 U Health And Wellness, Llc
    Wilmington, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-03-03 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

1) Diamond State Financial Group Fixed Insurance; Newark, DE; ins rltd; independent contractor; fixed ins sales- FL, FA, DI, Hlth, LTC; 11/2022- pres; 160 hrs/mo; 160 hrs/mo trading. 2) 4 U Health and Wellness, LLC. Wilmington, DE. Not investment related. Owner, health coaching services. Started March 2020 to ongoing. 10 hours a month, 0 trade hours. 3) Rutgers University. New Brunswick, NJ. Not investment related. Trainer/teacher. Employee. July 2015- ongoing. 160 hours a month. 0 trade hours. 4) SALEM COUNTY INTER AGENCY COUNCIL OF HUMAN SERVICES POSITION: Officer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/04/2019 ADDRESS: 98 Market St # 2, Salem NJ 08079, United States DESCRIPTION: I am the board president of the Salem County Inter Agency Council of Human Services (IAC). The IAC is a non-profit organization that focuses on the health and wellbeing of youth and families in Salem County, New Jersey. The organization receives state and local funding, as well as grant funding, todevelop and implement programming in the community. There are 3 full-time staff members. My role is to oversee the board of director, supervise the executive director, and run the monthly meetings. My current term as board chair finishes December 31, 2024. 5) FRESH 2 U POSITION: Owner NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2018 ADDRESS: 14 Holly Hill Rd, Wilmington DE 19809, United States DESCRIPTION: The business is a self-serve, seasonal produce stand providing locally grown, fresh fruits and vegetables for sale to the public. The stand is set up at a few local businesses 1x a week. This was disclosed in all of my previous documents. 6) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-18
  • S66 Uniform Combined State Law Examination
    2023-01-18
Other Names
  • Alex Delcollo

View on SEC IAPD

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