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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | St. Paul | MN | 11/2022 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 11/2022 | 08/2023 |
| Diamond State Financial Group | Newark | DE | 11/2022 | Present |
| Rutgers University | New Brunswick | NJ | 07/2015 | 02/2023 |
| Fresh 2 U | Wilmington | DE | 09/2018 | Present |
| 4 U Health And Wellness, Llc | Wilmington | DE | 03/2020 | Present |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) Diamond State Financial Group Fixed Insurance; Newark, DE; ins rltd; independent contractor; fixed ins sales- FL, FA, DI, Hlth, LTC; 11/2022- pres; 160 hrs/mo; 160 hrs/mo trading. 2) 4 U Health and Wellness, LLC. Wilmington, DE. Not investment related. Owner, health coaching services. Started March 2020 to ongoing. 10 hours a month, 0 trade hours. 3) Rutgers University. New Brunswick, NJ. Not investment related. Trainer/teacher. Employee. July 2015- ongoing. 160 hours a month. 0 trade hours. 4) SALEM COUNTY INTER AGENCY COUNCIL OF HUMAN SERVICES POSITION: Officer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/04/2019 ADDRESS: 98 Market St # 2, Salem NJ 08079, United States DESCRIPTION: I am the board president of the Salem County Inter Agency Council of Human Services (IAC). The IAC is a non-profit organization that focuses on the health and wellbeing of youth and families in Salem County, New Jersey. The organization receives state and local funding, as well as grant funding, todevelop and implement programming in the community. There are 3 full-time staff members. My role is to oversee the board of director, supervise the executive director, and run the monthly meetings. My current term as board chair finishes December 31, 2024. 5) FRESH 2 U POSITION: Owner NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2018 ADDRESS: 14 Holly Hill Rd, Wilmington DE 19809, United States DESCRIPTION: The business is a self-serve, seasonal produce stand providing locally grown, fresh fruits and vegetables for sale to the public. The stand is set up at a few local businesses 1x a week. This was disclosed in all of my previous documents. 6) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-18 |
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