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Nicholas Stephen Henderson

Jefferies Investment Advisers LLC

New York, NY

CRD 7663664

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Employer firm

Jefferies Investment Advisers LLC CRD 325421

$5.15B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-08
  • CA RA
    APPROVED
    Since 2025-09-08

Branch Locations

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linqto, Inc. San Jose CA 07/2022 08/2025
Hard Yaka Berkley CA 07/2021 12/2021
Unemployed-Student Berkley CA 01/2022 07/2022
Tmx Group/Tsx Ventures Berkley CA 05/2020 09/2020
Unemployed- Student Berkley CA 09/2020 06/2021
Keiretsu Forum Berkley CA 06/2019 09/2019
Unemployed- Student- Acalanes High School Lafayette CA 08/2014 06/2018
Unemployed-Cal Berkley Berkley CA 06/2018 06/2019
University Of California, Berkeley Berkeley CA 09/2019 06/2022
Linqto Investment Management, Llc San Jose CA 01/2023 09/2023
Linqto Capital, Llc San Jose CA 07/2022 08/2025
Jefferies Llc San Francisco CA 08/2025 Present
  • 07/2022 → 08/2025
    Linqto, Inc.
    San Jose, CA
  • 07/2021 → 12/2021
    Hard Yaka
    Berkley, CA
  • 01/2022 → 07/2022
    Unemployed-Student
    Berkley, CA
  • 05/2020 → 09/2020
    Tmx Group/Tsx Ventures
    Berkley, CA
  • 09/2020 → 06/2021
    Unemployed- Student
    Berkley, CA
  • 06/2019 → 09/2019
    Keiretsu Forum
    Berkley, CA
  • 08/2014 → 06/2018
    Unemployed- Student- Acalanes High School
    Lafayette, CA
  • 06/2018 → 06/2019
    Unemployed-Cal Berkley
    Berkley, CA
  • 09/2019 → 06/2022
    University Of California, Berkeley
    Berkeley, CA
  • 01/2023 → 09/2023
    Linqto Investment Management, Llc
    San Jose, CA
  • 07/2022 → 08/2025
    Linqto Capital, Llc
    San Jose, CA
  • 08/2025 → Present
    Jefferies Llc
    San Francisco, CA
Previous Registrations
  • 2023-01-25 → 2023-09-18
    Linqto Investment Management
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-01-19
Other Names
  • Nicholas Henderson

View on SEC IAPD

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