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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-27 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
400 Park Avenue, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cnr Securities, Llc | New York | NY | 11/2022 | Present |
| Schroders Investment Management | New York | NY | 08/2021 | 11/2022 |
| Hurley Partners (Acquired By Mattioli Woods) | London | 09/2017 | 04/2021 | |
| Atlas Search | New York | NY | 06/2021 | 08/2021 |
| Full-Time Education | London | 09/2016 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-25 |
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