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James Allan

Osaic Wealth, Inc.

Fort Atkinson, WI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-04
  • WI RA
    APPROVED
    Since 2026-02-04

Branch Locations

904 Madison Ave, Fort Atkinson, WI 53538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2022 10/2024
Office Depot Inc Janesville WI 06/2018 12/2022
Michaels Stores Inc Anchorage AK 06/2010 05/2018
Thrivent Investment Management Inc Appleton WI 10/2024 09/2025
Thrivent Financial Appleton WI 10/2024 09/2025
Ollie's Bargain Outlet Rockford IL 09/2025 01/2026
Brockmann Financial Services Fort Atkinson WI 01/2026 Present
Osaic Wealth Inc Fort Atkinson WI 02/2026 Present
  • 12/2022 → 10/2024
    Edward Jones
    St Louis, MO
  • 06/2018 → 12/2022
    Office Depot Inc
    Janesville, WI
  • 06/2010 → 05/2018
    Michaels Stores Inc
    Anchorage, AK
  • 10/2024 → 09/2025
    Thrivent Investment Management Inc
    Appleton, WI
  • 10/2024 → 09/2025
    Thrivent Financial
    Appleton, WI
  • 09/2025 → 01/2026
    Ollie's Bargain Outlet
    Rockford, IL
  • 01/2026 → Present
    Brockmann Financial Services
    Fort Atkinson, WI
  • 02/2026 → Present
    Osaic Wealth Inc
    Fort Atkinson, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-08
  • S66 Uniform Combined State Law Examination
    2023-02-08
Other Names
  • Jim Allan
  • James Thomas Allan

View on SEC IAPD

Other Firms

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COORDINATED CAPITAL SECURITIES, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
HARBOUR INVESTMENTS, INC.

Other Investors

TODD ALAN WOLFF
TAYLOR ROBERT SMITHYMAN
THOMAS JAMES NOEL
DEBRA ELLEN RANGUETTE
VALERIE MARGARET JONES
Nicholas Richard Simonson
SARA DANIELLE WILLIAMS
DREW JACOB WILLIAMS

Other Offices

CWM, LLC · Fort Atkinson, WI
COORDINATED CAPITAL SECURITIES, INC. · FORT ATKINSON, WI
EDWARD JONES · FORT ATKINSON, WI
CETERA INVESTMENT ADVISERS LLC · FORT ATKINSON, WI
EDWARD JONES · FT ATKINSON, WI
EDWARD JONES · FT ATKINSON, WI
EDWARD JONES · FORT ATKINSON, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Jefferson, WI

More in Fort Atkinson, WI

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