Thomas James Noel

Current Employers

Employment History

• 09/2009 → 06/2018
  Lpl Financial Llc
  Ft. Atkinson, WI
• 01/2011 → Present
  Noel-Schopen, Llc
  Fort Atkinson, WA
• 06/2018 → Present
  Cwm, Llc
  Omaha, NE
• 06/2018 → 02/2024
  Cetera Advisor Networks
  El Segundo, CA
• 06/2018 → Present
  Financial Impact Advisors
  Fort Atkinson, WI

Previous Registrations

• 2009-09-08 → 2018-06-28
  Lpl Financial Llc
  Fort Atkinson, WI
• 2009-01-27 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Ft. Atkinson, WI

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE NAME OF OTHER BUSINESS: NOEL SCHOPEN LLC DBA FINANCIAL IMPACT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALE AND SERVICE OF INSURANCE, SECURITIES AND ADVISORY. OBA OF FINANCIAL IMPACT ADVISORS IS WHAT IS USED WITH THE PUBLIC. START DATE: 1/2011 POSITION/TITLE/RELATIONSHIP: PARTNER, FINANCIAL ADVISOR, REGISTERED REP, AGENT. I AM RESPONSIBLE FOR CLIENT MANAGEMENT AND SALES. APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PARTNER, FINANCIAL ADVISOR, REGISTERED REP, AGENT. I AM RESPONSIBLE FOR CLIENT MANAGEMENT AND SALES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-03-29

Designations

Other Names

• Tom Noel