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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-06-12 |
Branch Locations
37 Milwaukee Ave E, Fort Atkinson, WI 53538 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Business & Tax Systems, Llc | Fort Atkinson | WI | 09/2004 | Present |
| H.D. Vest | Fort Atkinson | WI | 06/2008 | 11/2016 |
| H.D.VEst Advisory Services | Fort Atkinson | WI | 08/2013 | 11/2016 |
| Lpl Financial, Llc | Ft. Atkinson | WI | 11/2016 | 06/2018 |
| Cwm, Llc | Omaha | NE | 06/2018 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2018 | 01/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 01/2024 |
| Financial Impact Advisors | Fort Atkinson | WI | 06/2018 | Present |
Name of other business: Fixed insurance with various companies Investment related: Yes Address: Same as Registered Location Nature of business: Fixed Insurance Start Date: 06/2018 Apx number of hours per week: varies Apx number of hours during trading hours: varies Position/title/relationship: Insurance Agent Brief description of duties: Sells Life, Annuities and Long Term Care Name of other business: Business & Tax Systems, LLC Investment related: No Address: Same as Registered Location Nature of business: Accounting and Tax Firm Start date: 09/2004 Position/title/relationship: Partner Apx number of hours per week: 20-30 Apx number of hours during trading hours: 20-30 Brief description of duties: Partner Name of other business: DEN Rentals, LLC Investment related: No Address: 427 Commonwealth Fort Atkinson, WI 53538 Nature of business: residential rentals Start date: 04/2001 Position/title/relationship: managing member Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: managing member Name of other business: Badger Bank Investment related: No Address: 220 Grant St Fort Atkinson WI 53538 Nature of business: banking Start date: 2010 Position/title/relationship: Director of the Board Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: Director of the board - attend monthly board meetings Name of other business: BTS Enterprises, LLC Investment related: No Address: Same as Registered Location Nature of business: commercial rental Start date: 08/2011 Position/title/relationship: managing member Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: managing member for commercial building Name of other business: Betty Ann Wadman Disclaimer Trust Investment related: No Address: 427 Commonwealth Fort Atkinson, WI 53538 Nature of business: Trust Start date: 09/2004 Position/title/relationship: trustee Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: trustee Name of other business: Noel-Schopen LLC dba Financial Impact Advisors Investment related: Yes Address: Same as Registered Location Nature of business: fixed insurance Start date: 06/2018 Position/title/relationship: client management Apx number of hours per week: 10 Apx number of hours during trading hours: 10 Brief description of duties: client management and sales Name of other business: K&D FL Properties, LLC Investment related: No Address: 427 Commonwealth Fort Atkinson, WI 53538 Nature of business: vacation rentals Start date: 10/2017 Position/title/relationship: managing member Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: managing member - landlord duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-19 |
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