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Debra Ellen Ranguette

Cwm, LLC

Fort Atkinson, WI

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-06-12
  • WI RA
    APPROVED
    Since 2018-06-12

Branch Locations

37 Milwaukee Ave E, Fort Atkinson, WI 53538 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Business & Tax Systems, Llc Fort Atkinson WI 09/2004 Present
H.D. Vest Fort Atkinson WI 06/2008 11/2016
H.D.VEst Advisory Services Fort Atkinson WI 08/2013 11/2016
Lpl Financial, Llc Ft. Atkinson WI 11/2016 06/2018
Cwm, Llc Omaha NE 06/2018 Present
Cetera Advisor Networks Llc El Segundo CA 06/2018 01/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 01/2024
Financial Impact Advisors Fort Atkinson WI 06/2018 Present
  • 09/2004 → Present
    Business & Tax Systems, Llc
    Fort Atkinson, WI
  • 06/2008 → 11/2016
    H.D. Vest
    Fort Atkinson, WI
  • 08/2013 → 11/2016
    H.D.VEst Advisory Services
    Fort Atkinson, WI
  • 11/2016 → 06/2018
    Ft. Atkinson, WI
  • 06/2018 → Present
    Omaha, NE
  • 06/2018 → 01/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 01/2024
    Schaumburg, IL
  • 06/2018 → Present
    Financial Impact Advisors
    Fort Atkinson, WI
Previous Registrations
  • 2023-06-29 → 2024-01-30
    Fort Atkinson, WI
  • 2018-08-08 → 2023-06-29
    Cetera Wealth Services, Llc
    Fort Atkinson, WI
  • 2016-11-14 → 2018-06-20
    Fort Atkinson, WI
  • 2013-08-05 → 2016-11-25
    Avantax Advisory Services
    Fort Atkinson, WI
Other Businesses

Name of other business: Fixed insurance with various companies Investment related: Yes Address: Same as Registered Location Nature of business: Fixed Insurance Start Date: 06/2018 Apx number of hours per week: varies Apx number of hours during trading hours: varies Position/title/relationship: Insurance Agent Brief description of duties: Sells Life, Annuities and Long Term Care Name of other business: Business & Tax Systems, LLC Investment related: No Address: Same as Registered Location Nature of business: Accounting and Tax Firm Start date: 09/2004 Position/title/relationship: Partner Apx number of hours per week: 20-30 Apx number of hours during trading hours: 20-30 Brief description of duties: Partner Name of other business: DEN Rentals, LLC Investment related: No Address: 427 Commonwealth Fort Atkinson, WI 53538 Nature of business: residential rentals Start date: 04/2001 Position/title/relationship: managing member Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: managing member Name of other business: Badger Bank Investment related: No Address: 220 Grant St Fort Atkinson WI 53538 Nature of business: banking Start date: 2010 Position/title/relationship: Director of the Board Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: Director of the board - attend monthly board meetings Name of other business: BTS Enterprises, LLC Investment related: No Address: Same as Registered Location Nature of business: commercial rental Start date: 08/2011 Position/title/relationship: managing member Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: managing member for commercial building Name of other business: Betty Ann Wadman Disclaimer Trust Investment related: No Address: 427 Commonwealth Fort Atkinson, WI 53538 Nature of business: Trust Start date: 09/2004 Position/title/relationship: trustee Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: trustee Name of other business: Noel-Schopen LLC dba Financial Impact Advisors Investment related: Yes Address: Same as Registered Location Nature of business: fixed insurance Start date: 06/2018 Position/title/relationship: client management Apx number of hours per week: 10 Apx number of hours during trading hours: 10 Brief description of duties: client management and sales Name of other business: K&D FL Properties, LLC Investment related: No Address: 427 Commonwealth Fort Atkinson, WI 53538 Nature of business: vacation rentals Start date: 10/2017 Position/title/relationship: managing member Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: managing member - landlord duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-23
S63 Uniform Securities Agent State Law Examination 2008-09-19
  • S65 Uniform Investment Adviser Law Examination
    2013-07-23
  • S63 Uniform Securities Agent State Law Examination
    2008-09-19
Other Names
  • Ranguette Ellen Debra
  • Debra Ellen Wadman
  • Debra Ellen Nysted

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