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Todd Alan Wolff

Cwm, LLC

Fort Atkinson, WI

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-06-12
  • WI RA
    APPROVED
    Since 2018-06-12

Branch Locations

37 Milwaukee Ave E, Fort Atkinson, WI 53538 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Noel-Schopen Inc. Ft. Atkinson WY 11/2000 06/2018
Lpl Financial Appleton WI 11/2010 06/2018
Cwm, Llc Omaha NE 06/2018 Present
Cetera Advisor Networks El Segundo CA 06/2018 11/2023
Financial Impact Advisors Fort Atkinson WI 06/2018 Present
  • 11/2000 → 06/2018
    Noel-Schopen Inc.
    Ft. Atkinson, WY
  • 11/2010 → 06/2018
    Lpl Financial
    Appleton, WI
  • 06/2018 → Present
    Omaha, NE
  • 06/2018 → 11/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2018 → Present
    Financial Impact Advisors
    Fort Atkinson, WI
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: NOEL-SCHOPEN LLC DBA FINANCIAL IMPACT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2011 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: AGENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-08
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S66 Uniform Combined State Law Examination
    2016-04-08
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08

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