Inactive

Daniel Peter Urban

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Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-05-24

NJ RA
APPROVED

Since 2024-05-24

Branch Locations

15 Independence Boulevard Suite 410, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Partners Llc (Captrust)	Raleigh	NC	01/2022	Present
Portfolio Evaluations, Inc.	Warren	NJ	09/2007	12/2021

01/2022 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
09/2007 → 12/2021

Portfolio Evaluations, Inc.

Warren, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-15
S63	Uniform Securities Agent State Law Examination	2007-01-12

S65 Uniform Investment Adviser Law Examination

2024-04-15
S63 Uniform Securities Agent State Law Examination

2007-01-12

Other Names

Daniel P Urban

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC

UBS FINANCIAL SERVICES INC.

SACKS & ASSOCIATES, LLC

CAPITAL ENHANCEMENT, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

FIRST PRINCIPLES INVESTMENT MANAGER LLC

Other Investors

RICHARD FRIAGLIA

DENNIS JAMES QUINN

HARRY MC ENNIS HARRIS

Kaden William Pickering

MICHAEL VESUVIO

JEFFREY PAUL DURR

Other Offices

MML INVESTORS SERVICES, LLC · Warren, NJ

UBS FINANCIAL SERVICES INC. · Warren, NJ

SACKS & ASSOCIATES, LLC · WARREN, NJ

MORGAN STANLEY · Warren, NJ

CAPITAL ENHANCEMENT, LLC · WARREN, NJ

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ

MML INVESTORS SERVICES, LLC · Warren, NJ

MML INVESTORS SERVICES, LLC · Warren, NJ

More in Warren, NJ

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