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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-12
  • TN RA
    APPROVED
    Since 2024-11-12

Branch Locations

1167 Trotwood Ave, Columbia, TN 38401-3033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Luther Preparatory School Watertown WI 08/2012 05/2016
Culver's Mequon WI 06/2014 06/2017
Highland House Mequon WI 06/2016 03/2020
Martin Luther College New Ulm MN 08/2016 05/2020
Traditional Concrete Inc. Menomonee Falls WI 05/2020 07/2022
Wisconsin Lutheran Seminary Mequon WI 08/2020 06/2021
American Family Life Assurance Company Brentwood TN 08/2022 11/2022
Highland Wealth Management Columbia TN 11/2022 11/2024
Lpl Financial Llc Lewisburg TN 11/2022 11/2024
Ameriprise Financial Services, Llc Columbia TN 11/2024 Present
  • 08/2012 → 05/2016
    Luther Preparatory School
    Watertown, WI
  • 06/2014 → 06/2017
    Culver's
    Mequon, WI
  • 06/2016 → 03/2020
    Highland House
    Mequon, WI
  • 08/2016 → 05/2020
    Martin Luther College
    New Ulm, MN
  • 05/2020 → 07/2022
    Traditional Concrete Inc.
    Menomonee Falls, WI
  • 08/2020 → 06/2021
    Wisconsin Lutheran Seminary
    Mequon, WI
  • 08/2022 → 11/2022
    American Family Life Assurance Company
    Brentwood, TN
  • 11/2022 → 11/2024
    Highland Wealth Management
    Columbia, TN
  • 11/2022 → 11/2024
    Lewisburg, TN
  • 11/2024 → Present
    Columbia, TN
Previous Registrations
  • 2023-04-10 → 2024-11-27
    Lawrenceburg, TN
    Columbia, TN
    Hazel Green, AL
    Lewisburg, TN
Other Businesses

Independent Insurance Brokering; Ameritas; 11/22/2025; Disability Income. Board of Directors; Columbia Soccer Association; Adult Soccer League Director; 6148 Trotwood Ave, , Columbia, TN, 38401; Not Investment-Related; 07/26/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-30
  • S66 Uniform Combined State Law Examination
    2023-03-30
Other Names
  • Adam Kock
  • Adam M Kock

View on SEC IAPD

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