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Arthur Oien

Ubs Asset Management (Americas) LLC

New York, NY

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-17
  • NY RA
    APPROVED
    Since 2026-08-17

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Chicago IL 06/2022 07/2023
University Of Chicago Chicago IL 08/2018 06/2022
Harrow School London 09/2013 06/2018
Ubs Asset Management (Us) Inc New York NY 07/2023 Present
Ubs Asset Management (Americas) Llc New York NY 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-06
  • S66 Uniform Combined State Law Examination
    2026-04-06
Other Names
  • Arthur J A Oien

View on SEC IAPD

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