Joanna Clark Mason

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Raleigh, NC
• 11/2016 → 04/2024
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
• 04/2024 → Present
  Morgan Stanley Smith Barney Llc
  Raleigh, NC
• 06/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2003-07-01 → 2024-04-30
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Kure Beach, NC
• 2002-06-28 → 2003-07-01
  Prudential Equity Group, Llc
  Raleigh, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-14
• S63 Uniform Securities Agent State Law Examination
  1999-04-30

Other Names

• Joanna Marie Clark