Best Investors Account Sign in
Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 10/2022 12/2023
Premium Merchant Funding New York NY 05/2022 09/2022
Mondrian Park Avenue New York NY 06/2019 11/2021
College Of Mount Saint Vincent Bronx NY 08/2018 08/2022
Jrnl Two Bunch Palms Llc New York NY 07/2019 11/2021
Unemployed New York NY 11/2021 05/2022
Sacred Heart High School Yonkers NY 02/2012 08/2018
J.P. Morgan Securities, Llc New York NY 10/2022 12/2023
Mml Investors Services, Llc Fairfield NJ 06/2024 Present
Massmutual Life Insurance Company Fairfield NJ 05/2024 Present
Creative Financial Group Fairfield NJ 01/2024 04/2024
  • 10/2022 → 12/2023
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2022 → 09/2022
    Premium Merchant Funding
    New York, NY
  • 06/2019 → 11/2021
    Mondrian Park Avenue
    New York, NY
  • 08/2018 → 08/2022
    College Of Mount Saint Vincent
    Bronx, NY
  • 07/2019 → 11/2021
    Jrnl Two Bunch Palms Llc
    New York, NY
  • 11/2021 → 05/2022
    Unemployed
    New York, NY
  • 02/2012 → 08/2018
    Sacred Heart High School
    Yonkers, NY
  • 10/2022 → 12/2023
    J.P. Morgan Securities, Llc
    New York, NY
  • 06/2024 → Present
    Fairfield, NJ
  • 05/2024 → Present
    Massmutual Life Insurance Company
    Fairfield, NJ
  • 01/2024 → 04/2024
    Creative Financial Group
    Fairfield, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-08
  • S66 Uniform Combined State Law Examination
    2024-10-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor