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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Springer Agency Inc | Windsor | CO | 01/2015 | 11/2022 |
| My Tax Busters Llc | Greeley | CO | 01/2017 | 11/2022 |
| Unemployed | Windsor | CO | 11/2022 | 12/2022 |
| Ups | Greeley | CO | 08/2016 | 10/2016 |
| Nylife Securities Llc | Denver | CO | 03/2023 | Present |
| New York Life Insurance Company | Denver | CO | 12/2022 | Present |
| Eagle Strategies Llc | Fort Collins | CO | 03/2025 | Present |
| Five Peaks Capital Group | Denver | CO | 11/2025 | Present |
[MKC Manufacturing Inc; Manufacturing of speed skating products (specifically wheels); 169 Halibut Drive, Windsor, CO 80550; Start Date 08/2023; Role/Title: Investor; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [Inline to Ice; To foster training and development of athletes. To teach them life skills and how to dedicate themselves to their goals.; 1633 32nd St, Evans, CO 80620; Start Date 12/2006; Role/Title: Volunteer; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours] [USA Roller Sports; NGB for Roller sports in the United States, recognized by the US Olympic Committee as the Governing body of the sport.; 4730 South Street Lincoln, NE 68506; Start Date 03/2005; Role/Title: Board Member; Not Investment Related; 7 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FIVE PEAKS CAPITAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; (ASSOCIATE); (DENVER, CO); START DATE: 11/2025]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-21 |
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