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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-20 |
| TX | RA | APPROVED | 2023-01-20 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Investment Securities Inc | New York | NY | 03/2010 | 09/2019 |
| Banco Santander Sa | New York | NY | 09/2019 | 11/2022 |
| Jpmorgan Chase Bank Na | New York | NY | 11/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 11/2022 | Present |
Entity Name: The Sheffield Board of Managers Investment related: Yes "Address: 322 West 57th Street New York City, NY 10019" Nature of the other business: Condominium Board Position/Title/Relationship: Board Members Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Board of Managers of a Condominium Building in Manhattan with a $9MM annual budget. The Board is responsible for representing the owners and dealing with the Management company. I have been asked to act as Treasurer and to help manage the Building's Reserve Fund, which includes investing the cash reserves in a conservative fashion (CDs, money market funds, t-bills and treasuries) The accounts are held at Charles Schwab and Morgan Stanley"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-22 |
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