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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-15 |
| OH | RA | APPROVED | 2025-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Westerville | OH | 10/2022 | 02/2025 |
| World Class Title | Westerville | OH | 06/2021 | 01/2022 |
| Jp Morgan Chase & Co. | Westerville | OH | 01/2016 | 05/2021 |
| Bridge Title & Escrow Services | Westerville | OH | 02/2022 | 02/2023 |
| G & L Homes Llc | Columbus | OH | 09/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 02/2025 | Present |
| Bank Of America, N.A. | Columbus | OH | 03/2025 | Present |
I*: 2222264 Entity Type: For Profit Entity Name: G & L Homes LLC Investment related: No Address: Columbus, OH 43229 Position/Title/Relationship: Owner/Partner Start Date: 09/01/2021 Approximate # of hours a week: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buying an holding real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-15 |
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