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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
OH RA APPROVED 2025-04-02
  • TX RA
    APPROVED
    Since 2025-04-15
  • OH RA
    APPROVED
    Since 2025-04-02

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Westerville OH 10/2022 02/2025
World Class Title Westerville OH 06/2021 01/2022
Jp Morgan Chase & Co. Westerville OH 01/2016 05/2021
Bridge Title & Escrow Services Westerville OH 02/2022 02/2023
G & L Homes Llc Columbus OH 09/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 02/2025 Present
Bank Of America, N.A. Columbus OH 03/2025 Present
  • 10/2022 → 02/2025
    J.P. Morgan Securities Llc
    Westerville, OH
  • 06/2021 → 01/2022
    World Class Title
    Westerville, OH
  • 01/2016 → 05/2021
    Jp Morgan Chase & Co.
    Westerville, OH
  • 02/2022 → 02/2023
    Bridge Title & Escrow Services
    Westerville, OH
  • 09/2021 → Present
    G & L Homes Llc
    Columbus, OH
  • 02/2025 → Present
    Columbus, OH
  • 03/2025 → Present
    Bank Of America, N.A.
    Columbus, OH
Other Businesses

I*: 2222264 Entity Type: For Profit Entity Name: G & L Homes LLC Investment related: No Address: Columbus, OH 43229 Position/Title/Relationship: Owner/Partner Start Date: 09/01/2021 Approximate # of hours a week: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buying an holding real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-08
S63 Uniform Securities Agent State Law Examination 2023-02-15
  • S66 Uniform Combined State Law Examination
    2024-04-08
  • S63 Uniform Securities Agent State Law Examination
    2023-02-15
Other Names
  • Luis Enrique Mejia
  • Luis Enrique Encarnacion
  • Luis Enrique Mejia Encarnacion
  • Luis Enrique Mejia Incarnacion
  • Luis Mejia
  • Luis E. Mejia

View on SEC IAPD

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