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Keaton Vaughn Dockery-Yanker

Mosaic Advisors

Houston, TX

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Current Employers
Mosaic Advisors

3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-28
  • TX RA
    APPROVED
    Since 2022-11-28

Branch Locations

3773 Richmond Avenue Suite 700, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cinco Ranch High School Katy TX 06/2014 06/2018
Alamo Draft House Cinema Katy TX 06/2018 08/2018
University Of Houston Houston TX 08/2018 05/2022
Amazon.cOm Katy TX 05/2019 07/2019
Chubbies Houston TX 02/2019 09/2019
Tiny's No. 5 Houston TX 09/2020 04/2022
Mosaic Advisors Houston TX 09/2021 Present
  • 06/2014 → 06/2018
    Cinco Ranch High School
    Katy, TX
  • 06/2018 → 08/2018
    Alamo Draft House Cinema
    Katy, TX
  • 08/2018 → 05/2022
    University Of Houston
    Houston, TX
  • 05/2019 → 07/2019
    Amazon.cOm
    Katy, TX
  • 02/2019 → 09/2019
    Chubbies
    Houston, TX
  • 09/2020 → 04/2022
    Tiny's No. 5
    Houston, TX
  • 09/2021 → Present
    Mosaic Advisors
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-18
  • S65 Uniform Investment Adviser Law Examination
    2022-10-18
Designations

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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