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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-28
  • NJ RA
    APPROVED
    Since 2025-11-28

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Lakewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Wall Township NJ 11/2022 11/2024
Massmutual Life Insurance Co Wall NJ 11/2024 Present
Mml Investors Services, Llc Wall NJ 01/2025 Present
Funding Resources Lakewood NJ 08/2009 Present
  • 11/2022 → 11/2024
    Northwestern Mutual Investment Services, Llc
    Wall Township, NJ
  • 11/2024 → Present
    Massmutual Life Insurance Co
    Wall, NJ
  • 01/2025 → Present
    Wall, NJ
  • 08/2009 → Present
    Funding Resources
    Lakewood, NJ
Other Businesses

NAME: PARAGON MORTGAGE, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: MORTGAGE ACTIVITIES POSITION: PRESIDENT START DATE: 06/15/2026 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 DUTIES: ORIGINATING AND PROCESSING MORTGAGE LOANS AND RUNNING THE COMPANY’S AFFAIRS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-11
  • S66 Uniform Combined State Law Examination
    2025-11-11
Other Names
  • Simon Heimfeld

View on SEC IAPD

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